[1]韩 峰.我国金融监管改革四十年:模式与路径[J].金融教育研究,2018,(06):26-30.
　HAN Feng.Research on China's Financial Supervision in the Past Forty Years of Reform and Opening-up:Mode and Path[J].,2018,(06):26-30.
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我国金融监管改革四十年:模式与路径()
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《金融教育研究》[ISSN:1006-6977/CN:61-1281/TN]

卷:
期数:
2018年06期
页码:
26-30
栏目:
纪念改革开放四十周年
出版日期:
2018-12-20

文章信息/Info

Title:
Research on China's Financial Supervision in the Past Forty Years of Reform and Opening-up:Mode and Path
文章编号:
2095-0098(2018)06-0026-05
作者:
韩 峰
江西公路开发有限公司,江西 南昌 330038
Author(s):
HAN Feng
Jiangxi Highway Development Co.LTD,Nanchang,Jiangxi 330038,China
关键词:
金融监管;  改革开放;  监管模式;  研究综述
Keywords:
financial regulation;  reform and opening-up;  regulatory model;  research overview
分类号:
F832.2
文献标志码:
A
摘要:
我国改革开放四十年来,有关金融监管的研究文献成果丰硕,在金融监管内涵、模式、问题及对策等方面都有阐述。金融监管是我国政府监管当局对金融机构实施的监督和业务管制,即通过金融市场准入、业务范围及特定业务管制、风险控制、内部控制、市场退出等方面法律法规、政策维护金融市场稳定运行。金融监管模式及演化路径由改革开放初期的综合类监管模式逐渐演变为改革开放中期的多头类监管模式、当前的准双峰监管模式。同时,研究表明,我国金融监管面临监管低效等问题,需要进一步借鉴国际金融监管经验拓展研究内容、结合中国实际优化我国金融监管对策。
Abstract:
Since the reform and opening up 40 years ago,financial supervision is not only the basic premise of the stable development of China's financial market,but also an important part of the reform and opening up.The literature on financial supervision has made fruitful achievements in the connotation,mode,problems and countermeasures of financial supervision.It is believed that financial supervision is the supervision and business control carried out by the government supervision authorities on financial institutions,that is,maintain the stable operation of the financial market through laws,regulations and policies on financial market access,business scope and specific business control,risk control,internal control and market withdrawal.It points out that the financial supervision mode and its evolution path,that is,the “comprehensive” supervision mode in the early stage of reform and opening up has gradually evolved into the “multi-headed” supervision mode in the mid-term of reform and opening up,and the current “Quasi double peak” supervision mode.At the same time,the study shows that China's financial supervision is facing problems such as inefficient supervision.It is necessary to further learn from the experience of international financial supervision to expand research content,and optimize China's financial supervision countermeasures in light of China's actual situation.

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备注/Memo

备注/Memo:
收稿日期:2018-09-27
基金项目:国家社会科学基金项目“我国对外产业投资的效率问题研究”(14BJY087)
作者简介:韩 峰(1973-),江西南昌人,经济师,研究方向为金融监管、产业投资。
更新日期/Last Update: 2018-12-20